Personnel Hong Kong SFC License Details (ID 77298)

Personnel Hong Kong SFC License Details (ID 77298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2024-01-17	2024-10-18
	RO	Advising on securities	2021-11-11	2024-01-17
	Rep	Advising on securities	2021-06-04	2021-11-11
ALETHEIA TECHNOLOGIES LIMITED (HK)	RO	Advising on securities	2018-09-10	2021-06-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2017-04-13	2017-09-29
	Rep	Advising on securities	2005-04-14	2017-09-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2005-02-15
	Rep	Asset management	-	2005-02-15
	Rep	Advising on securities	-	2006-08-18