Personnel Hong Kong SFC License Details (ID 77301)

Personnel Hong Kong SFC License Details (ID 77301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-12-10	2019-03-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2017-07-26	2018-09-18
	Rep	Advising on securities	2017-07-26	2018-09-18
	Rep	Dealing in securities	2017-07-26	2018-09-18
Anbang Capital (Hong Kong) Co. Limited	Rep	Advising on corporate finance	2017-03-17	2017-06-06
	Rep	Advising on securities	2017-03-17	2017-06-06
	Rep	Dealing in securities	2017-03-17	2017-06-06
	RO	Advising on corporate finance	2016-09-13	2017-03-17
	RO	Advising on securities	2016-09-13	2017-03-17
	RO	Dealing in securities	2016-09-13	2017-03-17
	Rep	Advising on corporate finance	2015-06-15	2016-09-13
	Rep	Advising on securities	2015-06-15	2016-09-13
	Rep	Dealing in securities	2015-06-15	2016-09-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-07-04	2015-05-30
	Rep	Advising on securities	2011-07-04	2015-05-30
	Rep	Dealing in securities	2011-07-04	2015-05-30