Personnel Hong Kong SFC License Details (ID 77312)

Personnel Hong Kong SFC License Details (ID 77312)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-10-18	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-10-18	-
Aletheia Analyst Network Limited	Rep	Advising on securities	2021-06-04	2021-06-30
ALETHEIA TECHNOLOGIES LIMITED (HK)	Rep	Advising on securities	2018-08-21	2021-06-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2017-11-07
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Advising on corporate finance	2003-04-01	2005-02-15
	Rep	Advising on securities	2003-04-01	2005-02-15
	Rep	Asset management	2003-04-01	2005-02-15
	Rep	Dealing in securities	2003-04-01	2013-10-30