Personnel Hong Kong SFC License Details (ID 77316)

Personnel Hong Kong SFC License Details (ID 77316)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2020-08-25	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-11-19	2019-09-21
	RO	Advising on corporate finance	2018-08-09	2018-11-19
	Rep	Advising on corporate finance	2016-12-19	2018-08-09
	Rep	Advising on corporate finance	2012-06-07	2016-12-18
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-06-09	2012-04-18
	Rep	Advising on securities	2010-06-09	2012-04-18
	Rep	Dealing in securities	2010-06-09	2012-04-18