Personnel Hong Kong SFC License Details (ID 77319)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2018-11-16	2023-03-06
	RO	Advising on securities	2018-11-16	2023-03-06
	RO	Dealing in securities	2018-11-16	2023-03-06
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2018-11-16	2023-03-06
	RO	Advising on securities	2018-11-16	2023-03-06
	RO	Dealing in securities	2018-11-16	2023-03-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2018-08-01	2018-11-16
	Rep	Advising on securities	2018-08-01	2018-11-16
	Rep	Dealing in securities	2018-08-01	2018-11-16
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2018-08-01	2018-11-16
	Rep	Advising on securities	2018-08-01	2018-11-16
	Rep	Dealing in securities	2018-08-01	2018-11-16
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2016-07-08	2018-04-14
	RO	Advising on securities	2016-07-08	2018-04-14
	RO	Dealing in securities	2016-07-08	2018-04-14
	Rep	Advising on securities	2005-04-14	2016-07-08
	Rep	Advising on corporate finance	2004-07-09	2016-07-08
	Rep	Dealing in securities	2004-07-09	2016-07-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2003-04-16	2004-05-25
	Rep	Dealing in securities	2003-04-16	2004-05-25
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-16	2003-09-04
	Rep	Dealing in securities	2003-04-16	2004-05-25