| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-28 | 2012-08-18 |
| Rep | Dealing in futures contracts | 2008-11-28 | 2012-08-18 |
| Rep | Dealing in securities | 2008-11-28 | 2012-08-18 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-28 | 2009-01-21 |
| Rep | Dealing in futures contracts | 2008-11-28 | 2009-01-21 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-11-28 | 2012-08-18 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-27 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-21 | 2008-09-29 |
| Rep | Dealing in securities | 2008-08-21 | 2008-09-29 |