Personnel Hong Kong SFC License Details (ID 77322)

Personnel Hong Kong SFC License Details (ID 77322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2026-02-23	-
	Rep	Dealing in securities	2026-02-23	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2016-07-18	2019-01-18
	Rep	Dealing in securities	2016-07-18	2019-01-18
NATIXIS ASIA LIMITED	Rep	Dealing in securities	2013-09-10	2016-04-19
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-11-24	2012-10-31
	Rep	Advising on corporate finance	2011-08-29	2012-09-21
	Rep	Advising on securities	2011-08-29	2012-10-31
	Rep	Dealing in securities	2011-08-29	2012-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-03-10	2011-06-03
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-12-03	2011-06-03
	Rep	Advising on securities	2007-12-03	2011-06-03
	Rep	Dealing in securities	2007-12-03	2011-06-03