Personnel Hong Kong SFC License Details (ID 77330)

Personnel Hong Kong SFC License Details (ID 77330)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LQ Pacific Partners Limited	Rep	Dealing in securities	2022-03-09	2022-10-14
Privium Fund Management (HK) Limited	Rep	Asset management	2017-10-03	2020-12-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-05-18	2014-05-10
	Rep	Advising on securities	2011-05-18	2014-05-10
	Rep	Dealing in securities	2011-05-18	2014-05-10
	Rep	Advising on corporate finance	2007-10-05	2009-08-28
	Rep	Advising on securities	2007-10-05	2009-08-28
	Rep	Dealing in securities	2007-10-05	2009-08-28