| Credit Suisse (Hong Kong) Limited | RO | Advising on futures contracts | 2023-12-01 | 2024-09-27 |
| RO | Advising on securities | 2023-12-01 | 2024-11-14 |
| RO | Dealing in futures contracts | 2023-12-01 | 2024-11-14 |
| RO | Dealing in securities | 2023-12-01 | 2024-11-14 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2023-12-01 | 2024-09-27 |
| RO | Dealing in securities | 2023-12-01 | 2024-11-14 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on futures contracts | 2021-08-23 | 2023-12-01 |
| Rep | Advising on securities | 2021-08-23 | 2023-12-01 |
| Rep | Dealing in futures contracts | 2021-08-23 | 2023-12-01 |
| Rep | Dealing in securities | 2021-08-23 | 2023-12-01 |
| Rep | Dealing in futures contracts | 2018-02-02 | 2018-05-12 |
| Rep | Advising on corporate finance | 2008-05-13 | 2012-07-10 |
| Rep | Advising on securities | 2008-05-13 | 2018-05-12 |
| Rep | Dealing in securities | 2008-05-13 | 2018-05-12 |