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Personnel Hong Kong SFC License Details (ID 77341)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Credit Suisse (Hong Kong) Limited
Rep
Dealing in securities
2009-08-21
2012-08-16
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2008-03-03
2009-07-18