Personnel Hong Kong SFC License Details (ID 77345)

Personnel Hong Kong SFC License Details (ID 77345)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-06-26	2016-05-31
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-06-26	2016-05-31
	Rep	Dealing in securities	2013-06-26	2016-05-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-08-27	2013-04-16
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2010-02-24	2013-04-16
	Rep	Dealing in futures contracts	2010-02-24	2013-04-16
	Rep	Dealing in securities	2010-02-24	2013-04-16