Personnel Hong Kong SFC License Details (ID 77350)

Personnel Hong Kong SFC License Details (ID 77350)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-03-31	2012-07-04
	Rep	Dealing in futures contracts	2011-03-31	2012-07-04
	Rep	Dealing in securities	2011-03-31	2012-07-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-03-31	2012-07-04
WFM Asia (HK) Limited	Rep	Advising on futures contracts	2008-07-04	2010-11-30
	Rep	Advising on securities	2008-07-04	2010-11-30
	Rep	Asset management	2008-07-04	2010-11-30
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-08-24	2008-05-09
	Rep	Dealing in futures contracts	2007-08-24	2008-05-09
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-12-21	2008-05-09
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-01-05	2008-05-09
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2003-08-26	2006-12-21
	Rep	Advising on corporate finance	-	2003-07-30
	Rep	Advising on securities	-	2003-07-30
	Rep	Asset management	-	2003-07-30
	Rep	Providing automated trading services	-	2003-08-22
	Rep	Dealing in securities	-	2003-08-26