Personnel Hong Kong SFC License Details (ID 77356)

Personnel Hong Kong SFC License Details (ID 77356)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-03-24	2012-08-15
	Rep	Advising on securities	2011-03-24	2012-08-15
	Rep	Dealing in securities	2011-03-24	2012-08-15
	Rep	Advising on corporate finance	2006-03-14	2008-12-15
	Rep	Advising on securities	2006-03-14	2008-12-15
	Rep	Dealing in securities	2006-03-14	2008-12-15
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Dealing in futures contracts	-	2004-03-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-21
	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Dealing in securities	-	2004-03-03