Personnel Hong Kong SFC License Details (ID 77359)

Personnel Hong Kong SFC License Details (ID 77359)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MVN ASSET MANAGEMENT LIMITED	RO	Asset management	2017-05-24	2017-06-09
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-06-02	2016-03-04
	Rep	Advising on securities	2015-06-02	2016-03-04
	Rep	Dealing in futures contracts	2015-06-02	2016-03-04
	Rep	Dealing in securities	2015-06-02	2016-03-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-22	2015-03-04
	Rep	Dealing in securities	2012-07-24	2015-03-04
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-04-06	2013-11-01
	Rep	Advising on securities	2011-04-06	2014-11-14
	Rep	Dealing in futures contracts	2011-04-06	2015-03-04
	Rep	Dealing in securities	2011-04-06	2015-03-04