Personnel Hong Kong SFC License Details (ID 77369)

Personnel Hong Kong SFC License Details (ID 77369)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Y-Intercept (Hong Kong) Limited	RO	Asset management	2018-12-14	-
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-11-09	2017-08-01
	Rep	Providing automated trading services	2009-08-04	2013-11-01
	Rep	Dealing in futures contracts	2009-08-04	2017-08-01
	Rep	Dealing in securities	2009-08-04	2017-08-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2009-08-04	2016-10-28
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2008-09-12	2009-07-08
	Rep	Dealing in futures contracts	2008-09-12	2009-07-08
	Rep	Dealing in securities	2008-07-30	2009-07-08
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2008-04-14	2008-06-30