Personnel Hong Kong SFC License Details (ID 77370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2015-10-16	2021-04-23
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2013-05-02	2015-08-01
	Rep	Dealing in securities	2008-07-14	2013-09-16
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-07-14	2013-09-16