Personnel Hong Kong SFC License Details (ID 77376)

Personnel Hong Kong SFC License Details (ID 77376)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	Rep	Asset management	2024-06-26	-
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2019-07-31	2021-06-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2016-05-19	2018-10-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-10-23	2016-01-26
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2013-11-01
	Rep	Dealing in futures contracts	2008-11-06	2016-01-26
	Rep	Dealing in securities	2008-04-10	2016-01-26
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-04-10	2008-11-24
	Rep	Dealing in futures contracts	2008-04-10	2008-11-24