Personnel Hong Kong SFC License Details (ID 77384)

Personnel Hong Kong SFC License Details (ID 77384)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on futures contracts	2018-12-10	2021-12-17
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-06-30	2021-12-17
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2009-12-29	2021-12-17
	Rep	Providing automated trading services	2009-08-18	2013-11-01
	Rep	Dealing in futures contracts	2009-08-18	2021-12-17
	Rep	Dealing in securities	2009-08-18	2021-12-17
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-07-02	2009-07-10
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-07-02	2009-07-10
	Rep	Dealing in securities	2008-07-02	2009-07-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-07-02	2009-07-10