Personnel Hong Kong SFC License Details (ID 77385)

Personnel Hong Kong SFC License Details (ID 77385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2009-07-21	2012-11-12
	Rep	Advising on securities	2009-07-21	2012-11-12
	Rep	Dealing in securities	2009-07-21	2012-11-12
	RO	Advising on corporate finance	2006-09-06	2007-04-26
	RO	Advising on securities	2006-09-06	2007-04-26
	RO	Dealing in securities	2006-09-06	2007-04-26
	Rep	Dealing in securities	2005-04-14	2006-09-06
	Rep	Advising on corporate finance	2003-07-04	2006-09-06
	Rep	Advising on securities	2003-07-04	2006-09-06