| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-07-10 | - |
| Rep | Dealing in securities | 2025-07-10 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-12-29 | 2015-11-19 |
| Rep | Providing automated trading services | 2008-11-05 | 2013-11-01 | |
| Rep | Dealing in futures contracts | 2008-11-05 | 2023-11-13 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-04-25 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-17 | 2023-11-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-04-17 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-17 | 2023-11-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-15 | 2007-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-17 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-17 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-06-01 | 2006-10-28 |
No HKMA registrations in the collected records.