Personnel Hong Kong SFC License Details (ID 77391)

Personnel Hong Kong SFC License Details (ID 77391)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2023-09-26	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-07-20	2023-06-16
	Rep	Advising on securities	2010-07-20	2023-06-16
	Rep	Dealing in securities	2010-07-20	2023-06-16
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2008-04-11	2010-06-09
	Rep	Dealing in securities	2008-04-11	2010-06-09
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-04-11	2010-06-09