Personnel Hong Kong SFC License Details (ID 77394)

Personnel Hong Kong SFC License Details (ID 77394)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2024-12-09	2026-02-02
	Rep	Dealing in securities	2024-12-09	2026-02-02
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2013-03-11	2013-10-01
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-07-04	2012-05-15
	Rep	Dealing in futures contracts	2011-07-04	2012-05-15
	Rep	Dealing in securities	2011-07-04	2012-05-15
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2011-01-27	2011-04-16