Personnel Hong Kong SFC License Details (ID 77399)

Personnel Hong Kong SFC License Details (ID 77399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-02-20	2018-01-18
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-01-21	2017-02-20
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2013-11-01
	Rep	Dealing in futures contracts	2008-11-05	2018-01-18
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2006-05-09	2008-11-24
	Rep	Dealing in futures contracts	2006-05-09	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-09-15	2018-01-18