Webb-site Legacy

Lee, Simon Chun Kit 李俊傑

SFC ID:AHA361

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-11-02	2012-11-30
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-06-09	2012-11-30
	Rep	Dealing in futures contracts	2009-06-09	2012-11-30
	Rep	Dealing in securities	2009-06-09	2012-11-30
UBS DERIVATIVES HONG KONG LIMITED	Rep	Advising on futures contracts	-	2005-02-07
	Rep	Asset management	-	2005-02-07
	Rep	Dealing in futures contracts	-	2009-04-22
UBS SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	-	2005-02-04
	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in futures contracts	-	2009-04-22
	Rep	Dealing in securities	-	2009-04-22
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in securities	-	2009-04-22