Personnel Hong Kong SFC License Details (ID 77401)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-07-09	2014-09-26
	Rep	Dealing in securities	2010-02-11	2014-09-26
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-09-01	2008-12-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-10-15	2008-12-11