Personnel Hong Kong SFC License Details (ID 77405)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2020-06-15	2022-07-20
	RO	Dealing in securities	2013-08-22	2018-12-19
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2013-08-22	2022-07-20
	RO	Dealing in securities	2013-08-22	2022-07-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-06-10	2013-08-22
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-06-10	2013-08-22
	Rep	Dealing in securities	2013-06-10	2013-08-22
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2013-03-09
	Rep	Dealing in futures contracts	2008-11-05	2013-03-09
	Rep	Dealing in securities	2006-05-02	2013-03-09
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2006-05-02	2008-11-24
	Rep	Dealing in futures contracts	2006-05-02	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-05-02	2013-03-09
Credit Agricole Securities (Asia) Limited	Rep	Advising on corporate finance	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in securities	-	2006-04-08
RBS Asia Futures Limited	Rep	Advising on futures contracts	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in futures contracts	-	2006-04-08
RBS Asia Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in securities	-	2005-02-04