| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | Advising on securities | 2026-01-02 | - |
| Rep | Dealing in securities | 2024-12-20 | - | |
| Rep | Advising on securities | 2024-12-20 | 2026-01-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2019-12-12 | 2023-09-29 |
| Rep | Advising on securities | 2019-06-27 | 2019-12-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-10-13 | 2013-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-10-26 | 2006-07-22 |
| Rep | Advising on securities | 2004-10-14 | 2005-04-23 | |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-19 |
| Rep | Asset management | 2003-04-01 | 2004-01-19 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-19 | |
| Rep | Advising on securities | 2003-04-01 | 2004-10-14 |
No HKMA registrations in the collected records.