Personnel Hong Kong SFC License Details (ID 77436)

Personnel Hong Kong SFC License Details (ID 77436)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ginkgo Capital Co., Limited	RO	Advising on securities	2022-04-19	2025-08-31
	RO	Asset management	2022-04-19	2025-08-31
Metaverse Securities Limited (HK)	RO	Advising on futures contracts	2020-09-24	2021-11-30
	RO	Advising on securities	2020-09-24	2021-11-30
	RO	Asset management	2020-09-24	2021-11-30
	RO	Dealing in securities	2020-09-24	2021-11-30
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2013-01-08	2015-03-24
	RO	Dealing in securities	2013-01-08	2015-03-24
	Rep	Advising on corporate finance	2012-07-09	2013-01-08
	Rep	Dealing in securities	2012-07-09	2013-01-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2008-08-19	2012-05-10
	Rep	Dealing in securities	2008-08-19	2012-05-10
	Rep	Advising on corporate finance	2008-07-02	2012-05-10
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	2005-11-01	2008-06-21