| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-23 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-06-23 | 2020-08-17 |
| SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2012-01-06 | 2014-03-21 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2011-09-09 | 2011-11-01 |
| Rep | Dealing in futures contracts | 2011-09-09 | 2011-11-01 |
| Rep | Dealing in securities | 2011-09-09 | 2011-11-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-02-05 | 2008-12-05 |
| Rep | Dealing in securities | 2008-02-05 | 2008-12-05 |