Personnel Hong Kong SFC License Details (ID 77438)

Personnel Hong Kong SFC License Details (ID 77438)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2018-01-02	2018-03-09
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-11-09	2017-12-31
	Rep	Providing automated trading services	2011-04-15	2013-11-01
	Rep	Dealing in futures contracts	2011-04-15	2017-11-06
	Rep	Dealing in securities	2011-04-15	2017-11-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-09	2010-03-27
	Rep	Dealing in securities	2008-10-09	2010-03-27
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-04-24	2008-09-29
	Rep	Dealing in securities	2008-04-24	2008-09-29