Personnel Hong Kong SFC License Details (ID 77440)

Personnel Hong Kong SFC License Details (ID 77440)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-07-27	2015-09-19
	Rep	Advising on securities	2011-07-27	2015-09-19
	Rep	Dealing in securities	2011-07-27	2015-09-19
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-11-10	2011-06-01
	Rep	Dealing in securities	2009-11-10	2011-06-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-11-10	2011-06-01
Darby Asia Import/Export Limited	RO	Advising on corporate finance	2009-04-22	2009-10-02
	RO	Dealing in securities	2009-04-22	2009-10-02
Susquehanna Financial Group, LLLP	Rep	Advising on corporate finance	2009-02-19	2009-03-11
	Rep	Dealing in securities	2009-02-19	2009-03-11