Lo, Tsz Kwan (SFC:API274) 盧芷君

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-02-18	2022-03-18
	Rep	Dealing in securities	2009-08-31	2022-03-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-30	2009-07-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-02-18	2022-03-18
	Rep	Dealing in securities	2009-08-31	2022-03-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-30	2009-07-18