Personnel Hong Kong SFC License Details (ID 77448)

Personnel Hong Kong SFC License Details (ID 77448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2024-02-07	-
	Rep	Dealing in securities	2024-02-07	-
	Rep	Asset management	2023-09-28	-
ASIA DEBT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2019-10-21	2023-06-07
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-02-21	2012-07-10
	Rep	Advising on securities	2007-02-21	2017-04-01
	Rep	Dealing in securities	2007-02-21	2017-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2005-10-31
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Advising on corporate finance	2003-04-01	2005-10-31
	Rep	Dealing in securities	2003-04-01	2005-10-31