| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on futures contracts | 2024-08-16 | - |
| RO | Advising on securities | 2024-08-16 | - | |
| RO | Dealing in futures contracts | 2024-08-16 | - | |
| RO | Dealing in securities | 2024-08-16 | - | |
| Rep | Advising on futures contracts | 2024-06-14 | 2024-08-16 | |
| Rep | Advising on securities | 2024-06-14 | 2024-08-16 | |
| Rep | Dealing in futures contracts | 2024-06-14 | 2024-08-16 | |
| Rep | Dealing in securities | 2024-06-14 | 2024-08-16 | |
| CITIC Securities International Global Markets Limited | RO | Dealing in futures contracts | 2020-07-06 | 2021-06-04 |
| RO | Dealing in securities | 2020-07-06 | 2021-06-04 | |
| Rep | Dealing in futures contracts | 2017-10-17 | 2020-07-06 | |
| Rep | Dealing in securities | 2017-10-17 | 2020-07-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-09-05 | 2016-04-13 |
| Rep | Providing automated trading services | 2008-11-06 | 2013-11-01 | |
| Rep | Dealing in futures contracts | 2008-11-06 | 2016-04-13 | |
| Rep | Dealing in securities | 2008-04-01 | 2016-04-13 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-04-01 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-04-01 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-01 | 2016-04-13 |
No HKMA registrations in the collected records.