Webb-site Legacy

Mathur, Rajnish Dayal

SFC ID:AQH125

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-07-18	-
	Rep	Dealing in securities	2025-07-18	-
Credit Suisse Securities (Hong Kong) Limited	RO	Advising on securities	2023-06-20	2024-06-03
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2016-12-08	2024-06-03
	RO	Dealing in futures contracts	2016-12-08	2024-06-03
	RO	Dealing in securities	2016-12-08	2024-06-03
Credit Suisse Securities (Hong Kong) Limited	RO	Providing automated trading services	2016-12-08	2024-01-03
	RO	Dealing in securities	2016-12-08	2024-06-03
	Rep	Providing automated trading services	2013-08-22	2016-12-08
	Rep	Dealing in securities	2010-09-15	2016-12-08
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2013-11-01
	Rep	Dealing in futures contracts	2008-11-06	2016-12-08
	Rep	Dealing in securities	2008-01-15	2016-12-08
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-01-15	2008-11-24
	Rep	Dealing in futures contracts	2008-01-15	2008-11-24