Personnel Hong Kong SFC License Details (ID 77459)

Personnel Hong Kong SFC License Details (ID 77459)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2017-08-01	2017-10-14
	Rep	Advising on securities	2017-08-01	2017-10-14
	Rep	Dealing in securities	2017-08-01	2017-10-14
	RO	Advising on corporate finance	2016-07-14	2017-08-01
	RO	Advising on securities	2016-07-14	2017-08-01
	RO	Dealing in securities	2016-07-14	2017-08-01
	Rep	Advising on corporate finance	2008-12-23	2016-07-14
	Rep	Advising on securities	2008-12-23	2016-07-14
	Rep	Dealing in securities	2008-12-23	2016-07-14