| Credit Suisse (Hong Kong) Limited | RO | Dealing in futures contracts | 2018-02-26 | 2019-09-28 |
| RO | Dealing in securities | 2018-02-26 | 2019-09-28 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Providing automated trading services | 2018-02-26 | 2019-09-28 |
| RO | Dealing in securities | 2018-02-26 | 2019-09-28 |
| Rep | Providing automated trading services | 2013-08-22 | 2018-02-26 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2011-07-19 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2011-07-19 | 2018-02-26 |
| Rep | Dealing in securities | 2011-07-19 | 2018-02-26 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-19 | 2018-02-26 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2011-05-20 |