Mohata, Pankaj

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2018-06-08	-
	Rep	Dealing in securities	2018-06-08	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-05-04	2018-05-10
	Rep	Advising on securities	2011-05-04	2018-05-10
	Rep	Dealing in securities	2011-05-04	2018-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2018-06-08	-
	Rep	Dealing in securities	2018-06-08	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-05-04	2018-05-10
	Rep	Advising on securities	2011-05-04	2018-05-10
	Rep	Dealing in securities	2011-05-04	2018-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.