Personnel Hong Kong SFC License Details (ID 77474)

Personnel Hong Kong SFC License Details (ID 77474)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-09-04	2014-07-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2013-11-01
	Rep	Dealing in futures contracts	2008-11-05	2014-07-10
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-06-13	2008-11-24
	Rep	Dealing in futures contracts	2007-06-13	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-10-07	2014-07-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-10-07	2014-07-10
RBS Asia Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-08-12	2005-02-04
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2004-05-13	2005-08-31