Personnel Hong Kong SFC License Details (ID 77475)

Personnel Hong Kong SFC License Details (ID 77475)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SIIC CAPITAL (HONG KONG) INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2014-08-06	2014-08-08
	Rep	Advising on securities	2014-07-29	2014-08-06
	Rep	Asset management	2014-07-29	2014-08-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2009-12-18	2012-11-03
	Rep	Advising on securities	2009-12-18	2012-11-03
	Rep	Dealing in securities	2009-12-18	2012-11-03
	Rep	Advising on corporate finance	2009-02-19	2009-10-14
	Rep	Advising on securities	2009-02-19	2009-10-14
	Rep	Dealing in securities	2009-02-19	2009-10-14