Personnel Hong Kong SFC License Details (ID 77477)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2013-07-08	2014-01-23
	Rep	Advising on securities	2008-08-13	2013-07-08
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-04-30	2008-03-04
	Rep	Dealing in securities	2007-04-30	2008-03-04
BREVAN HOWARD (HONG KONG) LIMITED	RO	Asset management	2006-06-16	2007-01-12
	Rep	Asset management	2005-12-28	2006-06-16
HSBC SECURITIES (ASIA) LIMITED	RO	Advising on securities	-	2005-09-30