Personnel Hong Kong SFC License Details (ID 77483)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2023-01-30	-
	Rep	Dealing in securities	2023-01-30	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-07-10	2019-12-03
	Rep	Dealing in securities	2017-07-10	2019-12-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-22	2017-03-28
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2013-11-01
	Rep	Dealing in futures contracts	2008-11-05	2017-03-28
	Rep	Dealing in securities	2007-08-22	2017-03-28
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-08-22	2008-11-24
	Rep	Dealing in futures contracts	2007-08-22	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-22	2017-03-28
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2007-06-22
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-10
	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Dealing in securities	2003-04-01	2007-06-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Dealing in futures contracts	2003-04-01	2007-06-22