Personnel SFC Licences and HKMA Registrations (ID 77485)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JVSakk Asset Management Limited	Rep	Asset management	2026-11-02	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2022-08-29	2025-11-01
	Rep	Dealing in securities	2022-08-29	2025-11-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-11-13	2012-12-08
	Rep	Advising on corporate finance	2007-10-22	2012-12-08
	Rep	Dealing in securities	2007-10-22	2012-12-08
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-11-11	2007-08-23
	Rep	Dealing in securities	2004-11-11	2007-08-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-11-11	2007-08-23
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-09
	Rep	Advising on securities	2003-04-01	2004-10-09
	Rep	Asset management	2003-04-01	2004-10-09
	Rep	Dealing in securities	2003-04-01	2004-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.