Personnel Hong Kong SFC License Details (ID 77495)

Personnel Hong Kong SFC License Details (ID 77495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DSG Asset Management (HK) Company Limited	RO	Asset management	2019-07-11	2024-08-26
	Rep	Asset management	2018-07-26	2019-07-11
DSG Securities (Hong Kong) Limited	RO	Dealing in securities	2018-01-04	2022-07-18
	RO	Advising on securities	2018-01-04	2023-09-30
	Rep	Advising on securities	2017-07-24	2018-01-04
	Rep	Dealing in securities	2017-07-24	2018-01-04
Goldstream Capital Management Limited	Rep	Advising on securities	2015-05-04	2015-11-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-08-27	2012-07-10
	Rep	Advising on securities	2007-08-27	2014-04-26
	Rep	Dealing in securities	2007-08-27	2014-04-26