Personnel Hong Kong SFC License Details (ID 77514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-06-09	2014-07-31
	Rep	Dealing in securities	2014-06-09	2014-07-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-06-03	2014-03-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-06-03	2014-03-14
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2003-04-10	2014-03-14