Personnel Hong Kong SFC License Details (ID 77516)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-01-20	2023-12-31
	Rep	Asset management	2023-01-20	2023-12-31
	Rep	Dealing in securities	2023-01-20	2023-12-31
	RO	Advising on securities	2019-06-13	2023-01-20
	RO	Asset management	2019-06-13	2023-01-20
	RO	Dealing in securities	2019-06-13	2023-01-20
	Rep	Advising on securities	2019-05-02	2019-06-13
	Rep	Asset management	2019-05-02	2019-06-13
	Rep	Dealing in securities	2019-05-02	2019-06-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2016-10-04	2018-12-10
	Rep	Asset management	2015-01-26	2018-12-10
	Rep	Dealing in securities	2014-12-16	2018-12-10
orientiert International Markets Limited	Rep	Dealing in securities	2013-09-25	2014-11-25
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2012-08-21
	Rep	Dealing in futures contracts	2008-11-07	2012-08-21
	Rep	Dealing in securities	2008-07-14	2012-08-21
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-07-14	2008-11-24
	Rep	Dealing in futures contracts	2008-07-14	2008-11-24
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-08-15	2008-04-21
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-07-13	2008-04-21
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-06-17	2007-06-09
	Rep	Dealing in securities	2005-06-17	2007-06-09
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2005-01-20	2005-03-24