Personnel Hong Kong SFC License Details (ID 77523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-09-16	2025-09-22
	Rep	Advising on securities	2025-07-15	2025-07-21
	Rep	Advising on securities	2024-11-26	2024-12-02
	Rep	Advising on securities	2024-10-14	2024-10-21
	Rep	Advising on securities	2024-09-13	2024-09-20
	Rep	Advising on securities	2024-06-24	2024-06-27
	Rep	Advising on securities	2023-12-08	2023-12-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2010-01-26	2015-01-22