Personnel Hong Kong SFC License Details (ID 77529)

Personnel Hong Kong SFC License Details (ID 77529)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-01-10	-
Segantii Capital Management Limited	Rep	Asset management	2022-03-04	2024-06-07
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2021-12-29	2022-01-24
	Rep	Dealing in securities	2021-12-29	2022-01-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-09-04	2018-12-01
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-11	2013-11-01
	Rep	Dealing in futures contracts	2008-11-11	2018-12-01
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-06-25	2008-11-24
	Rep	Dealing in futures contracts	2008-06-25	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2008-05-21	2018-12-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-05-21	2018-12-01
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-04-04	2008-05-01