Sethi, Shaun Nittal

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Complus Asset Management Limited	Rep	Asset management	2017-11-07	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-07-18	2016-12-02
	Rep	Dealing in securities	2006-06-02	2009-07-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Complus Asset Management Limited	Rep	Asset management	2017-11-07	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-07-18	2016-12-02
	Rep	Dealing in securities	2006-06-02	2009-07-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.