Personnel Hong Kong SFC License Details (ID 77531)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2026-09-18	2026-09-23
	Rep	Advising on securities	2026-07-31	2026-08-11
	Rep	Advising on securities	2026-04-30	2026-05-08
	Rep	Advising on securities	2026-02-06	2026-02-13
	Rep	Advising on securities	2025-09-01	2025-09-16
	Rep	Advising on securities	2025-06-06	2025-06-13
	Rep	Advising on securities	2025-01-16	2025-01-24
	Rep	Advising on securities	2024-10-04	2024-10-17
	Rep	Advising on securities	2024-05-03	2024-05-10
	Rep	Advising on securities	2024-01-19	2024-01-26
	Rep	Advising on securities	2022-11-23	2022-12-06
	Rep	Advising on securities	2020-01-17	2020-01-24
	Rep	Advising on securities	2019-10-08	2019-10-22
	Rep	Advising on securities	2019-05-10	2019-05-17
	Rep	Advising on securities	2019-02-25	2019-02-27
	Rep	Advising on securities	2019-01-11	2019-01-18
	Rep	Advising on securities	2018-09-28	2018-10-18
	Rep	Advising on securities	2018-08-31	2018-09-07
	Rep	Advising on securities	2018-05-28	2018-06-08
	Rep	Advising on securities	2018-05-11	2018-05-18
	Rep	Advising on securities	2018-01-19	2018-01-26
	Rep	Dealing in securities	2018-01-19	2018-01-26
	Rep	Advising on securities	2017-10-11	2017-10-20
	Rep	Dealing in securities	2017-10-11	2017-10-20
	Rep	Advising on securities	2017-07-28	2017-08-04
	Rep	Dealing in securities	2017-07-28	2017-08-04
	Rep	Advising on securities	2017-06-23	2017-06-30
	Rep	Dealing in securities	2017-06-23	2017-06-30
	Rep	Advising on securities	2017-02-17	2017-02-24
	Rep	Dealing in securities	2017-02-17	2017-02-24
	Rep	Advising on securities	2016-09-29	2016-10-12
	Rep	Dealing in securities	2016-09-29	2016-10-12
	Rep	Advising on securities	2016-06-20	2016-06-24
	Rep	Dealing in securities	2016-06-20	2016-06-24
	Rep	Advising on securities	2016-01-19	2016-01-20
	Rep	Dealing in securities	2016-01-19	2016-01-20
	Rep	Advising on securities	2016-01-11	2016-01-13
	Rep	Dealing in securities	2016-01-11	2016-01-13
	Rep	Advising on securities	2015-10-23	2015-10-26
	Rep	Dealing in securities	2015-10-23	2015-10-26
	Rep	Advising on securities	2015-08-24	2015-08-26
	Rep	Dealing in securities	2015-08-24	2015-08-26
	Rep	Advising on securities	2015-05-29	2015-05-29
	Rep	Dealing in securities	2015-05-29	2015-05-29
	Rep	Advising on securities	2014-12-01	2014-12-05
	Rep	Dealing in securities	2014-12-01	2014-12-05
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2011-03-25	2014-05-24
	Rep	Advising on securities	2010-08-20	2010-09-20
	Rep	Advising on securities	2010-03-19	2010-04-19